News & Press

Financial Advisor lists Ballentine Partners in their RIA Survey & Ranking

Ballentine Partners was listed in Financial Advisor Magazine’s “2014 RIA Ranking” (based on figures from Financial Advisors’ 2014 RIA survey).

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Financial Advisor magazine invites all independent registered investment advisors to participate who meet the following criteria. We verify submitted data based on ADV statements filed with the SEC and direct contact with the firms if necessary. Firms are ranked based on assets under management. To be eligible for the ranking, firms must be independent registered investment advisors and file their own ADV statement with the SEC and provide financial planning and related services to individual clients. Corporate RIA firms and investment advisor representatives (IARs) are not eligible for this survey. A corporate RIA is a registered investment advisor most often formed by a broker-dealer that files an ADV with the SEC. Advisors who are affiliated with the broker-dealer or other entity’s corporate RIA may offer investment advice. They are considered Investment Advisor Representatives (IARs) of the corporate RIA. All of the assets under management of the IARs are included in the corporate RIA’s ADV filed with the SEC. The survey does not imply anything about a particular client’s experience or investment results with Ballentine Partners.

Note: 529 firms were measured and all are ranked in the list.  No fee was paid to participate

Please Note: Limitations: Neither rankings and/or recognition by unaffiliated rating services, publications, or other organizations, nor the achievement of any designation or certification, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Ballentine is engaged, or continues to be engaged, to provide investment advisory services.  Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers (see individual post as to participation data). No ranking or recognition should be construed as a current or past endorsement of Ballentine by any of its clients.  ANY QUESTIONS: Ballentine’s Chief Compliance Officer remains available to address any questions regarding rankings and/or recognitions, including providing the criteria used for any reflected ranking.

You should not infer that the rankings and awards Ballentine Partners has received provide any guarantee or assurance that you will experience the results you desire to achieve by engaging us to provide advice or services.  All industry rankings and awards are based exclusively on information prepared and submitted by firms that decided to participate.  No ranking or award should be construed as a current or past endorsement of Ballentine Partners, LLC by any of our clients.  We will be glad to answer any questions you have regarding rankings and awards, including providing the criteria used for any ranking or award.

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