ADV Part 2A
Our ADV Part 2A can be found here.
ADV Part 3
Our ADV Part 3 – Client Relationship Summary can be found here.
Notice Regarding California Consumer Privacy Act of 2018 [1798.100-1798.199]
We do not sell personal information to third parties. We have contracted with some unaffiliated third party service providers who provide essential services to our clients and we share personal information with them for that purpose. Our client service agreements also give us discretion to share personal information with a client’s advisors to develop and implement recommendations in which a client has expressed an interest. All such disclosures are covered by confidentiality agreements.
To learn more about your rights under the CCPA, or to exercise your rights, please call us at any of our offices, or at this toll free number:1-888-234-7210, or contact us at email@example.com. We will respond promptly to verify your request and to provide the information you requested free of charge within forty-five (45) days of your request.
News and Press
You should not infer that the rankings and awards Ballentine Partners has received provide any guarantee or assurance that you will experience the results you desire to achieve by engaging us to provide advice or services. All industry rankings and awards are based exclusively on information prepared and submitted by firms that decided to participate. No ranking or award should be construed as a current or past endorsement of Ballentine Partners, LLC by any of our clients. We will be glad to answer any questions you have regarding rankings and awards, including providing the criteria used for any ranking or award.
Please Note Limitations
A) Neither rankings and/or recognition by unaffiliated rating services, publications, or other organizations, nor the achievement of any designation or certification, should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Ballentine is engaged, or continues to be engaged, to provide investment advisory services. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers (see individual post as to participation data). No ranking or recognition should be construed as a current or past endorsement of Ballentine by any of its clients. ANY QUESTIONS: Ballentine’s Chief Compliance Officer remains available to address any questions regarding rankings and/or recognitions, including providing the criteria used for any reflected ranking.
B) The achievement of any professional degree, designation, certification, or license, or any amount of prior experience or success, should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results of satisfaction if Ballentine is engaged, or continues to be engaged, to provide investment advisory services.
Overview and Wealth Management sections
Ballentine Partners, LLC does not serve as an attorney, accountant, or insurance agent. Ballentine Partners, LLC does not prepare estate planning documents or tax returns, nor does it sell insurance products.
None of the stories presented here should be construed by you as a guarantee that you will experience the results you desire to achieve by engaging us to provide advice or services.